The SEC recently issued a statement temporarily amending certain SEC document retention requirements.
the SEC acknowledged in an announcement that it is aware of challenges with meeting certain requirements for initial access to the EDGAR filing system.
the SEC expanded on a recently released relief package to extend due dates for certain filings and documentation.
The fluctuating circumstances caused by the COVID-19 virus may affect funds’ liquidity, triggering some of the SEC’s liquidity risk management initiatives.
The SEC is providing regulatory relief to those who are significantly affected by the pandemic. The SEC is allowing for virtual board meetings to take place.
As COVID-19 outbreaks continue, the SEC is taking steps to provide relief to firms and funds through delays in form filing and document delivery obligations.
As efforts to contain the COVID-19 virus expand worldwide, the SEC is focused on maintaining a fair and orderly market and continuing its own operations.
