News & Resources

General Filing Deadlines and SEC Calendar Holidays

General Filing Deadlines

Form or Filing Type Deadline Link
Section 16 Ownership Form 3 10 days after the individual becomes an insider Form 3
Section 16 Ownership Form 4 Within 2 business days after the transaction date Form 4
Section 16 Ownership Form 5 No later than 45 days after the company’s fiscal year ends Form 5
NPORT No later than 60 days after the end of that fiscal year NPORT
N-PX August 31, 2023 N-PX Current
N-PX amendments-Final Rule
N-CSR Mailed 60 days after period end date and filed within 10 days of mailing N-CSR
SC 13G 45 days after the end of the calendar year SC 13G
13F-HR 45 days after end of fiscal quarter 13F-HR
13H-A 45 days after the end of the calendar year 13H-A
13H-Q ~10 days following the end of the calendar quarter in which any information contained in a Form 13H becomes inaccurate 13H-Q
SC 13D 10 days after entity takes ownership of more than 5% SC 13D
24F-2NT 90 days after the issuer’s fiscal year end or within 90 days of its liquidation date 24F-2NT


SEC Calendar Holidays
The SEC will be closed, and the EDGAR system will not receive, process, or accept filings in observance of the following federal holidays.

Holiday Date
New Year’s Day (Observed) Monday, January 2, 2023
Birthday of Martin Luther King, Jr. Monday, January 16, 2023*
Washington’s Birthday Monday, February 20, 2023*
Memorial Day Monday, May 29, 2023
Juneteenth (Observed) Monday, June 19, 2023
Independence Day Tuesday, July 4, 2023
Labor Day Monday, September 4, 2023
Columbus Day Monday, October 9, 2023*
Veterans Day Friday, November 10, 2023*
Thanksgiving Day Thursday, November 23, 2023
Christmas Day Monday, December 25, 2023

*FilePoint will remain open on these days. However, no test or live filings will be processed due to the closure of the EDGAR system.

SEC calendar: | EDGAR Calendar