News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

Reintroducing FilePoint

Today, FilePoint launched a new brand including a new logo, new website, and new look and feel.

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Modernization of Beneficial Ownership Reporting

On February 10, 2022, the SEC proposed amendments to certain rules that govern beneficial ownership reporting. The amendments include revising filing deadlines for initial and amended reports filed on Schedules 13D and 13G, clarifying and affirming rules as applied to two or more persons that form a group under the Securities Exchange Act of 1934, and requiring submissions to be in XML format. 

Share Repurchase Disclosure Modernization

On May 3, 2023, the SEC adopted amendments to an issuer’s repurchase program and its share repurchases, requiring the filing of daily quantitative repurchase data either quarterly or semi-annually.

The SEC’s Draft Open-End Fund Taxonomy Guide: What You Need to Know

On May 4, 2023, the U.S. Securities and Exchange Commission shared a draft version of the Open-End Fund (OEF) taxonomy and taxonomy guide to provide additional guidance on this aspect of the Tailored Shareholder Reports (TSR) rule.

Reintroducing FilePoint

Today, FilePoint launched a new brand including a new logo, new website, and new look and feel.

Form N-PX Amendments

Enhanced Reporting of Proxy and Executive Compensation Votes

Variable Contracts Rule 498A

As of March 2020, the SEC adopted a new final rule, 498A, and form amendments which intend to modernize disclosure requirements and allow investors to make more informed decisions about variable annuity and variable life insurance contracts.

Tailored Shareholder Report Final Rule

The purpose of the Tailored Shareholder Report Final Rule is to enable investors to identify and access key information clearly and concisely.

Shareholder Reports Rule 30e-3

On June 4, 2018, the SEC adopted a final rule allowing certain funds the option (not required) to satisfy the obligation for delivering shareholder reports via “notice and access.”

iXBRL Tagging Requirements for Closed-End Funds

As part of the U.S. Securities and Exchange Commission’s Final Rule on Securities Offering Reform for Closed-End Investment Companies, closed-end funds and business development companies are required to submit Interactive Data Files (XBRL format) with compliance dates beginning August 1, 2022.

Inline XBRL

On June 28, 2018 the SEC issued a final rule requiring mutual funds to file iXBRL for risk/return summary information with the intention of improving the quality, usefulness and timeliness of the data.

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