News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

EDGAR Release 26.3: What Form 13F and XBRL Filers Need to Know

On September 14, 2026, the SEC deployed EDGAR Release 26.3, which corrects the Form 13F and 13F-CTR submission templates and retires the 2024 XBRL taxonomies. Here's what changed and what filers should do next.

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Interval Fund Modernization and Multi-Class Closed-End Funds: What Filers Should Know

What happened? On September 30, 2026, the SEC proposed amendments to modernize the interval fund […]

Lessons From The 2026 N-PX Season and How to Make 2027 Easier

Another N-PX season is in the books, and we noticed a few common hiccups along the way, from incomplete voting records to missing series identifiers. Here are our four key takeaways from 2026, plus practical steps to make next year’s filing smoother, with less back and forth.

EDGAR Release 26.3: What Form 13F and XBRL Filers Need to Know

On September 14, 2026, the SEC deployed EDGAR Release 26.3, which corrects the Form 13F and 13F-CTR submission templates and retires the 2024 XBRL taxonomies. Here’s what changed and what filers should do next.

SEC Proposes Proxy Solicitation Modernization: What Filers Should Know

The SEC has proposed amendments to modernize its proxy solicitation rules under Regulation 14A, aiming to reduce compliance burdens for public companies. Here’s a quick look at the key provisions, what they mean for you, and how to submit comments before the November 20, 2026 deadline.

2026 Fall Filing Preview

Fall means filing season. Here’s your at-a-glance guide to the regulatory deadlines and federal holidays coming down the pike this quarter, so nothing catches your team off guard.

EDGAR Release 26.3 Preview: What’s Coming in September 2026

The SEC’s EDGAR Business Office has released a preview of anticipated changes to EDGAR System functionality, technical specifications, and the draft EDGAR Filer Manual ahead of a software release currently scheduled for September 14, 2026.

SEC’s New E-Delivery Proposal: What It Means for Fund Disclosure Mailings

On July 16, 2026, the SEC proposed Regulation E-Delivery (“Reg E-Delivery”), a new rule that would establish a comprehensive framework permitting, but not requiring, electronic delivery (“e-delivery”) as the default method for providing required disclosures and reports under the federal securities laws.

E-Delivery Rule Clears OIRA Review: What’s Next Before It’s Proposed

The SEC has taken a concrete step toward making electronic delivery the default method for investor disclosures. On June 22, 2026, the Commission submitted a draft rule titled “Electronic Delivery of Information Under the Federal Securities Laws” to the Office of Information and Regulatory Affairs (OIRA) within the Office of Management and Budget (OMB) — the final stop in the federal rulemaking process before a proposal is published for public comment.

Summer 2026 Filing Deadlines: What’s Due and When

Beat the heat and stay on top of your regulatory filings! Review the upcoming summer filing and regulatory deadlines to give you a clear view of what’s coming up in the months ahead.

SEC Lost Nearly 900 Staffers: What It Could Mean for Filing Review Times

The SEC lost nearly 900 staffers in FY 2025, according to a GAO report, the majority of which did so for voluntary departure incentives.

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