FilePoint provides full support for Form N-PORT, Form N-CEN and Form N-RN. Using our web-based technology solution, we can manage a high volume of filings, including a management dashboard to monitor job statuses and activity. We analyze fund structure and existing data sources to create an implementation plan. Our team of experienced staff assists in the data aggregation, data enrichment, process review, and filings.
We allow for flexibility to support different tiers or service levels, depending on a fund’s requirements and flexibility. There are no license fees or implementation fees, and we don’t have any minimum requirements for fund volume.
The Securities and Exchange Commission (“SEC”) issued a notice to Dimensional Fund Advisors on September 29, 2025, granting their request to combine mutual funds and ETFs into a single investment vehicle, pending regulatory review.
A government shutdown is in effect as of Oct. 1, 2025, and this will impact some SEC operations related to filings. As of yesterday, the Division of Corporate Finance has updated their guidance during a government shutdown.
SEC Chair Paul Atkins released a statement on Thursday, Sept. 4, 2025, announcing the Office of Information and Regulatory Affairs’ release of the Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions. The regulatory agenda outlines the SEC’s list of forthcoming rulemakings, including those that are in the pre-rule stage, proposed rule stage, and final rule stage for Spring 2025.
