FilePoint® provides full document conversion and SEC filing services for investment companies and investment advisers. We can handle any SEC form type and can convert any type of document you provide, with a focus on providing high-quality, reliable service and customized solutions.
Our team of SEC and regulatory experts are on the forefront of the latest EDGAR filing developments. As SEC requirements evolve, we continually update our services to help our clients stay ahead of the curve. No matter how simple or complex a filing, FilePoint can take care of your needs.
On Wednesday, September 13, 2023, the Securities and Exchange Commission (the “SEC”) released a proposed rule on EDGAR Filer Access and Account Management (the “Proposed Rule”). This Proposed Rule will require firms that maintain EDGAR accounts to designate certain authorized individuals to serve as account administrators instead of allowing group company logins.
On May 25, 2022, the SEC proposed amendments requiring registered investment advisers, certain advisers exempt from registration, registered investment companies, and business development companies to provide additional disclosures regarding their environmental, social, and governance ("ESG") practices.
On November 2, 2022, the SEC proposed amendments to improve liquidity risk management programs (“LRMP”) and utilize swing pricing for the adjustment of net asset values on a per share basis.