FilePoint provides full document conversion and SEC filing services for investment companies and investment advisers. We can handle any SEC form type and can convert any type of document you provide, with a focus on providing high-quality, reliable service and customized solutions.
Our team of SEC and regulatory experts are on the forefront of the latest EDGAR filing developments. As SEC requirements evolve, we continually update our services to help our clients stay ahead of the curve. No matter how simple or complex a filing, FilePoint can take care of your needs.
Recently, many financial services and insurance companies are questioning whether their public-facing documents and websites meet current guidelines Americans with Disabilities Act of 1990 (ADA) expectations and Web Content Accessibility Guidelines (WCAG). This piece provides an overview of both the ADA and WCAG, and may provide clarity on whether or not you have external-facing content that may need to be updated to meet these standards.
In October 2023, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) under Sections 13(d) and 13(g) to require market participants to provide more timely beneficial ownership positions using new technical reporting requirements to better meet the needs of investors.
