January 5, 2024
General Filing Deadlines
| Form or Filing Type | Deadline | Link |
|---|---|---|
| Section 16 Ownership Form 3 | 10 days after the individual becomes an insider | Form 3 |
| Section 16 Ownership Form 4 | Within 2 business days after the transaction date | Form 4 |
| Section 16 Ownership Form 5 | No later than 45 days after the company’s fiscal year ends | Form 5 |
| NPORT | No later than 60 days after the end of that fiscal year | NPORT |
| N-PX | August 31, 2024 | N-PX Current N-PX amendments-Final Rule |
| N-CSR (with TSRs incorporated under item 1 as of July 24, 2024.) | Mailed 60 days after period end date and filed within 10 days of mailing.
After July 24, 2024, must be posted to fund website 60 days after period end date and filed within 10 days of posting. |
N-CSR |
| SC 13G* | 45 days after the end of the calendar year. After September 30, 2024, this will shorten to 45 days after the end of the calendar quarter. | SC 13G |
| 13F-HR | 45 days after end of fiscal quarter | 13F-HR |
| 13H-A | 45 days after the end of the calendar year | 13H-A |
| 13H-Q | ~10 days following the end of the calendar quarter in which any information contained in a Form 13H becomes inaccurate | 13H-Q |
| SC 13D* | 10 days after entity takes ownership of more than 5%. After September 30, 2024, this will shorten to 5 business days and require amendments be filed within 2 business days. | SC 13D |
| 24F-2NT | 90 days after the issuer’s fiscal year end or within 90 days of its liquidation date | 24F-2NT |
*As of February 5, 2024, the filing deadline for Schedule 13Ds, Schedule 13Gs, and their respective amendments will be extended from 5:30PM EST to 10:00PM EST. If your filing is submitted after 5:30PM EST, it will still receive the same filing date as opposed to the following day.
SEC Calendar Holidays
The SEC will be closed, and the EDGAR system will not receive, process, or accept filings in observance of the following federal holidays.
| Holiday | Date |
|---|---|
| New Year’s Day (Observed) | Monday, January 1, 2024 |
| Birthday of Martin Luther King, Jr. | Monday, January 15, 2024* |
| President’s Day | Monday, February 19, 2024* |
| Memorial Day | Monday, May 27, 2024 |
| Juneteenth (Observed) | Wednesday, June 19, 2024 |
| Independence Day | Thursday, July 4, 2024 |
| Labor Day | Monday, September 2, 2024 |
| Columbus Day | Monday, October 14, 2024* |
| Veterans Day | Monday, November 11, 2024* |
| Thanksgiving Day | Thursday, November 28, 2024 |
| Christmas Day | Wednesday, December 25, 2024 |
*FilePoint will remain open on these days. However, no test or live filings will be processed due to the closure of the EDGAR system.
SEC calendar: SEC.gov | EDGAR Calendar
