March 24, 2020
The ripple-effects of the COVID-19 pandemic continue to spread, causing overall market volatility and even market closings in some countries. These fluctuating circumstances may affect funds’ liquidity, triggering some of the SEC’s liquidity risk management initiatives. One requirement of these provisions is the filing of Form N-LIQUID.
A fund is required to file Form N-LIQUID if one of three liquidity events occurs:
If any of the above happen, the fund must file the Form within one business day of the event.
If your fund is required to file Form N-LIQUID, a quick turn-around time is required. FilePoint has experience with this Form and is prepared to assist funds who need to file. We have streamlined the N-LIQUID process with a fillable template, facilitating an automated preparation of the filing.
Reach out to FilePoint directly at firstname.lastname@example.org with questions or to request filing assistance.