FilePoint provides full document conversion and SEC filing services for investment companies and investment advisers. We can handle any SEC form type and can convert any type of document you provide, with a focus on providing high-quality, reliable service and customized solutions.
Our team of SEC and regulatory experts are on the forefront of the latest EDGAR filing developments. As SEC requirements evolve, we continually update our services to help our clients stay ahead of the curve. No matter how simple or complex a filing, FilePoint can take care of your needs.
The SEC issued a press release on Friday, February 7th, with a decision to provide a temporary exemption from compliance with Rule 13f-2 and Form SHO reporting until 2026. As a result of the exemption, the first reporting period will now be January 2026.
On January 8, the SEC’s Division of Investment Management issued new FAQs on the Investment Company Names Rule, which was amended in 2023. These amendments aim to increase shareholder protection by increasing the scope of funds required to adopt a policy to invest at least 80% of its assets based on the investment approach suggested by the fund name, as well as notice and recordkeeping requirements related to these policies.
