Our regulatory specialists and proprietary filing technology work together to simplify the entire process, from data intake to SEC-ready XML submission. Whether you’re a seasoned filer or preparing your first Form 13F, our team ensures your filing is accurate, compliant, and delivered on time.
End-to-End 13F Filing Support
Our full-service 13F solution includes:
You get technology plus hands-on service, reducing risk and simplifying the process.
Optional Add-On: 13F Securities Validation & Scrubbing
Reduce risk even further with our enhanced securities review service.
We can filter your list of securities (based on CUSIP numbers) to identify and highlight the following:
This proactive validation helps prevent errors before submission—saving time, stress, and potential regulatory follow-ups.
Talk With a 13F Specialist
Ready to simplify your next filing?
Contact us today to speak with a regulatory expert or request a demonstration of our 13F software.
Recently, some large financial institutions, including intermediaries, wrap sponsors, and broker-dealers that hire outside advisers for their clients, have specified that advisers who use their platforms need better, higher-level accessibility conformance on Part 2 of their Form ADV PDFs and on Form CRS.
The U.S. Postal Service (USPS) has recently made adjustments to its transportation operations that will result in some mailpieces not arriving at its originating processing facilities on the same day that they are mailed.
On February 6, 2026, the SEC announced that starting on March 16, 2026, EDGAR will suspend filings rather than issue warnings for incorrect or incomplete structured filing fee-related information for all filers, consistent with the Filing Fee Disclosure and Payment Methods Modernization Final Rule.
