FilePoint provides full support for Form N-PORT, Form N-CEN and Form N-RN. Using our web-based technology solution, we can manage a high volume of filings, including a management dashboard to monitor job statuses and activity. We analyze fund structure and existing data sources to create an implementation plan. Our team of experienced staff assists in the data aggregation, data enrichment, process review, and filings.
We allow for flexibility to support different tiers or service levels, depending on a fund’s requirements and flexibility. There are no license fees or implementation fees, and we don’t have any minimum requirements for fund volume.
The SEC adopted amendments to Reg S-P requiring broker-dealers, investment companies, registered investment advisors, and transfer agents to implement and maintain policies and procedures regarding an incident response program designed to detect, respond, and recover from unwarranted access or use of client information.
