FilePoint provides full support for Form N-PORT, Form N-CEN and Form N-RN. Using our web-based technology solution, we can manage a high volume of filings, including a management dashboard to monitor job statuses and activity. We analyze fund structure and existing data sources to create an implementation plan. Our team of experienced staff assists in the data aggregation, data enrichment, process review, and filings.
We allow for flexibility to support different tiers or service levels, depending on a fund’s requirements and flexibility. There are no license fees or implementation fees, and we don’t have any minimum requirements for fund volume.
The SEC issued a press release on Friday, February 7th, with a decision to provide a temporary exemption from compliance with Rule 13f-2 and Form SHO reporting until 2026. As a result of the exemption, the first reporting period will now be January 2026.
On January 8, the SEC’s Division of Investment Management issued new FAQs on the Investment Company Names Rule, which was amended in 2023. These amendments aim to increase shareholder protection by increasing the scope of funds required to adopt a policy to invest at least 80% of its assets based on the investment approach suggested by the fund name, as well as notice and recordkeeping requirements related to these policies.
