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Recently, many financial services and insurance companies are questioning whether their public-facing documents and websites meet current guidelines Americans with Disabilities Act of 1990 (ADA) expectations and Web Content Accessibility Guidelines (WCAG). This piece provides an overview of both the ADA and WCAG, and may provide clarity on whether or not you have external-facing content that may need to be updated to meet these standards.
In October 2023, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) under Sections 13(d) and 13(g) to require market participants to provide more timely beneficial ownership positions using new technical reporting requirements to better meet the needs of investors.
The SEC announced the adoption of amendments to reporting requirements for Forms N-PORT and N-CEN in its final rule relating to certain registered investment companies.
