Expert-Led 13F Filings. Accurate. Efficient. On Time.

Our regulatory specialists and proprietary filing technology work together to simplify the entire process, from data intake to SEC-ready XML submission. Whether you’re a seasoned filer or preparing your first Form 13F, our team ensures your filing is accurate, compliant, and delivered on time.

End-to-End 13F Filing Support

Our full-service 13F solution includes:

• Expert regulatory guidance throughout the filing cycle
• Proprietary 13F software that imports data from nearly any format
• Automated generation of SEC-formatted, validated XML
• Detailed quality control reviews before submission
• Support for first-time filers and complex portfolios
• Timely filing coordination and EDGAR readiness

You get technology plus hands-on service, reducing risk and simplifying the process.

Optional Add-On: 13F Securities Validation & Scrubbing

Reduce risk even further with our enhanced securities review service.

We can filter your list of securities (based on CUSIP numbers) to identify and highlight the following:

• Securities with incomplete, missing, or invalid CUSIPs
• Securities that are not included on the SEC’s list of 13F reportable securities
• Positions that fall below the Share Quantity/Market Value reporting threshold
• Discrepancies between the Name of Issuer provided and the Name of Issuer on the SEC’s list of reportable securities (according to CUSIP)
• Discrepancies between the Title of Class provided and the Title of Class on the SEC’s list of reportable securities (according to CUSIP)

This proactive validation helps prevent errors before submission—saving time, stress, and potential regulatory follow-ups.

Talk With a 13F Specialist

Ready to simplify your next filing?

Contact us today to speak with a regulatory expert or request a demonstration of our 13F software.