News & Resources: Tammy Lee

Tammy works to prepare coworkers and clients for upcoming SEC changes and regulations from a technology perspective.

FilePoint 2025 Annual Calendar

2025 General filing deadlines and the SEC’s Holiday Calendar.

SEC Staff Publishes New Registered Fund Statistics Report

The staff of the Securities and Exchange Commission (SEC) published a report of Registered Fund Statistics on April 24, 2024. The report, which will be issued on a quarterly basis going forward, is the first aggregated report that reflects both the public and non-public information filed on Form N-PORT.

Click below to view General Filing Deadlines and SEC Holidays

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