News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

2025 Regulatory Agenda

SEC Chair Paul Atkins released a statement on Thursday, Sept. 4, 2025, announcing the Office of Information and Regulatory Affairs’ release of the Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions. The regulatory agenda outlines the SEC’s list of forthcoming rulemakings, including those that are in the pre-rule stage, proposed rule stage, and final rule stage for Spring 2025.

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SEC Issues Notice Granting Dimensional Fund Advisors’ Multi-Share Class Fund Structure Request

The Securities and Exchange Commission (“SEC”) issued a notice to Dimensional Fund Advisors on September 29, 2025, granting their request to combine mutual funds and ETFs into a single investment vehicle, pending regulatory review.

SEC Guidance on Government Shutdown: What Filers Should Know

A government shutdown is in effect as of Oct. 1, 2025, and this will impact some SEC operations related to filings. As of yesterday, the Division of Corporate Finance has updated their guidance during a government shutdown.

2025 Regulatory Agenda

SEC Chair Paul Atkins released a statement on Thursday, Sept. 4, 2025, announcing the Office of Information and Regulatory Affairs’ release of the Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions. The regulatory agenda outlines the SEC’s list of forthcoming rulemakings, including those that are in the pre-rule stage, proposed rule stage, and final rule stage for Spring 2025.

SEC Issues New Guidance for Closed-End Funds Investing in Private Funds

In response to a significant increase in the number of registered closed-end funds that invest in private funds (CE-FOPF), as well as the evolution of the SEC’s oversight of both registered funds and private fund advisers, the SEC announced in Accounting and Disclosure Information (ADI) stating that its staff will no longer provide comments requesting the registrant either (i) include accredited investor status and minimum investment requirements, or (ii) limit its private fund investments to 15 percent of its assets.  

Fifth Circuit Orders SEC to Review Short Selling Rules

On August 25, 2025, the Fifth U.S. Circuit Court of Appeals remanded two rules adopted during the Biden administration, giving hedge fund associations a partial victory. The rules were not vacated. However, the Securities and Exchange Commission (“SEC”) must now review them in light of the court’s opinion.

EDGAR Next: The Countdown is On

In less than one month, all EDGAR filers must be enrolled in EDGAR Next to avoid interruptions when filing.

SEC Approves In-Kind Creations and Redemptions for Crypto ETPs

On July 29, 2025, the Securities and Exchange Commission (“SEC”) voted to approve orders to permit in-kind creations and redemptions by authorized participants for crypto asset exchange-traded product (ETP).

Filing Fee Modernization and New Filing Fee Fedwire Payment Format in EDGAR

As part of the Filing Fee Disclosure and Payment Methods Modernization rule, all fee-bearing forms will require the fee exhibit to be tagged with iXBRL. The amendments are intended to improve the filing fee preparation and payment processing by facilitating enhanced validation through filing fee structuring.

N-PX Filing Deadline Approaching

As a reminder, N-PX filings for the reporting period July 1, 2024, to June 30, […]

OEF 2025 Taxonomy Transition

Beginning June 2025, FilePoint will be transitioning to the OEF 2025 taxonomy for all N-CSR and registration statement filings in an effort to stay current with the SEC’s latest taxonomy.

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