News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

Flash Reports
21 Jul, 2026

SEC Proposes New Electronic Delivery Framework for Required Investor Communications

On July 16, 2026, the SEC proposed Regulation E-Delivery (“Reg E-Delivery”), a new rule that would establish a comprehensive framework permitting, but not requiring, electronic delivery (“e-delivery”) as the default method for providing required disclosures and reports under the federal securities laws.

Flash Reports
26 Feb, 2026

SEC Shares Updated Guidance Regarding EDGAR File Size Limits

On Jan. 30, 2026, the EDGAR Business Office announced that updated guidance is available regarding file size limits. The guidance also includes information regarding how filers can ensure that their file size meets the EDGAR requirements.

Flash Reports
12 Feb, 2026

ADA Accessible ADVs: What You Need to Know

Recently, some large financial institutions, including intermediaries, wrap sponsors, and broker-dealers that hire outside advisers for their clients, have specified that advisers who use their platforms need better, higher-level accessibility conformance on Part 2 of their Form ADV PDFs and on Form CRS.

Flash Reports
12 Feb, 2026

USPS Postmarking Adjustments and SEC Filings

The U.S. Postal Service (USPS) has recently made adjustments to its transportation operations that will result in some mailpieces not arriving at its originating processing facilities on the same day that they are mailed.

Flash Reports
10 Feb, 2026

SEC Announces EDGAR to Suspend Filings for Incorrect, Incomplete Structured Data in Filing Fee Exhibits

On February 6, 2026, the SEC announced that starting on March 16, 2026, EDGAR will suspend filings rather than issue warnings for incorrect or incomplete structured filing fee-related information for all filers, consistent with the Filing Fee Disclosure and Payment Methods Modernization Final Rule.

Flash Reports
20 Jan, 2026

Reminder: All the “13s” Are Due in February

February is a big month for several filings, including Schedule 13G, which transitioned to XML format last year.

Flash Reports
07 Jan, 2026

Amended Regulation S-P

The SEC adopted amendments to Reg S-P requiring broker-dealers, investment companies, registered investment advisors, and transfer agents to implement and maintain policies and procedures regarding an incident response program designed to detect, respond, and recover from unwarranted access or use of client information.

Flash Reports
22 Dec, 2025

Notice: EDGAR Will be Closed Dec. 24 – Dec. 26

The EDGAR system will be closed on Wednesday, December 24, 2025 – December 26, 2025, in observance of Christmas.

Flash Reports
04 Dec, 2025

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules. According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

Flash Reports
02 Dec, 2025

EDGAR Next Enrollment Period Ending Soon

The final deadline to enroll in EDGAR Next is December 19th, 2025. Filers have until 10 p.m. ET to enroll. After this date, filers who have not enrolled will not be able to file or access their EDGAR accounts.

Flash Reports
25 Nov, 2025

Form SHO Deadline Approaches: Will It Be Delayed Again?

In the first quarter of 2025, firms were ready to comply with the new Rule 13f-2, which required monitoring short positions and filing Form SHO to report on certain short activity. The first Form SHO filing was set to be due on Valentine’s Day 2025, but the SEC pushed back the deadline to February 17, 2026. The question for 2026 is: Will Form SHO be delayed again?