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News & Resources: Flash Reports

  • Flash Reports
  • 04 Dec, 2025

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules.  According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

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  • Flash Reports
  • 03 Sep, 2020

New Proposed Rule to Affect EDGAR Filing System

The SEC proposed a new rule under Regulation S-T, Rule 15, which aims to make the EDGAR filing process more efficient, consistent, and reliable.

  • Flash Reports
  • 11 Aug, 2020

Proposed Amendments to Reporting and Disclosure Requirements

The SEC proposed a new set of amendments to mutual fund and exchange-traded fund disclosure requirements.

  • Flash Reports
  • 04 Aug, 2020

SEC Adopts Rule Amendments on Proxy Voting Process

The SEC adopted rule amendments issuing additional guidance on proxy voting responsibilities of investment advisers.

  • Flash Reports
  • 14 Jul, 2020

SEC Proposes Changes to Form 13F

The SEC proposed amendments to Form 13F reporting. The changes would affect the filing threshold for institutional advisers and several other requirements.

  • Flash Reports
  • 19 May, 2020

Final Rule: SEC to Modernize Closed-End Fund Requirements

On April 8, 2020, the SEC adopted a new final rule which will modernize closed end fund reporting requirements.

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