We make regulatory reporting and disclosures as seamless as possible for everyone involved with these core solutions:
FilePoint provides support for all required SEC filings and disclosures. From intake to printing and fulfillment, we support fund administrators through the entire process, alleviating stress and saving them time by using our own proprietary software and technology to make each step as easy and efficient as possible. Our ever-growing list of services include:
If it has to do with implementing the Tailored Shareholder Report rules, FilePoint handles it. By automating much of the process on clients’ behalf, we save them time and reduce the risk of errors, all without charging any implementation fees.
Automation Technology is at the core of our business. We create custom, tailored software that increases efficiencies and accuracy while mitigating risk and saving resources for fund administrators. From iXBRL automation to proprietary software built around client preferences—we manage all of it, so there are no licenses to worry about or new software to learn. Our automation technology includes:
As experts in the financial industry, FilePoint ensures clients are following all appropriate regulations while handling all investor marketing and communication needs. This added value helps advisers seamlessly grow funds by not only providing typesetting and printing fulfillment, but also posting financial materials online, so investors have all the information they need.
Talk to a specialist at 919-706-4090 or email us at file@filepoint.com.
Recently, many financial services and insurance companies are questioning whether their public-facing documents and websites meet current guidelines Americans with Disabilities Act of 1990 (ADA) expectations and Web Content Accessibility Guidelines (WCAG). This piece provides an overview of both the ADA and WCAG, and may provide clarity on whether or not you have external-facing content that may need to be updated to meet these standards.
In October 2023, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) under Sections 13(d) and 13(g) to require market participants to provide more timely beneficial ownership positions using new technical reporting requirements to better meet the needs of investors.
The SEC announced the adoption of amendments to reporting requirements for Forms N-PORT and N-CEN in its final rule relating to certain registered investment companies.