News & Resources: Flash Reports

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules.  According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

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SEC Announces Proposed Amendments to Form N-PORT Reporting; Extends Compliance Dates for Names Rule Reporting

The SEC recently announced two updates regarding Form N-PORT. First, the SEC announced on Feb. 20, 2026, that it is proposing amendments to reporting requirements on Form N-PORT that would apply some relief to certain registered investment companies, including registered open-end funds, registered closed-end funds, and certain exchange-traded funds.

SEC Shares Updated Guidance Regarding EDGAR File Size Limits

On Jan. 30, 2026, the EDGAR Business Office announced that updated guidance is available regarding file size limits. The guidance also includes information regarding how filers can ensure that their file size meets the EDGAR requirements.

ADA Accessible ADVs: What You Need to Know

Recently, some large financial institutions, including intermediaries, wrap sponsors, and broker-dealers that hire outside advisers for their clients, have specified that advisers who use their platforms need better, higher-level accessibility conformance on Part 2 of their Form ADV PDFs and on Form CRS. 

USPS Postmarking Adjustments and SEC Filings

The U.S. Postal Service (USPS) has recently made adjustments to its transportation operations that will result in some mailpieces not arriving at its originating processing facilities on the same day that they are mailed. 

SEC Announces EDGAR to Suspend Filings for Incorrect, Incomplete Structured Data in Filing Fee Exhibits

On February 6, 2026, the SEC announced that starting on March 16, 2026, EDGAR will suspend filings rather than issue warnings for incorrect or incomplete structured filing fee-related information for all filers, consistent with the Filing Fee Disclosure and Payment Methods Modernization Final Rule. 

Reminder: All the “13s” Are Due in February

February is a big month for several filings, including Schedule 13G, which transitioned to XML format last year.

Amended Regulation S-P

The SEC adopted amendments to Reg S-P requiring broker-dealers, investment companies, registered investment advisors, and transfer agents to implement and maintain policies and procedures regarding an incident response program designed to detect, respond, and recover from unwarranted access or use of client information.

Notice: EDGAR Will be Closed Dec. 24 – Dec. 26

The EDGAR system will be closed on Wednesday, December 24, 2025 – December 26, 2025, in observance of Christmas.

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules.  According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

EDGAR Next Enrollment Period Ending Soon

The final deadline to enroll in EDGAR Next is December 19th, 2025. Filers have until 10 p.m. ET to enroll.  After this date, filers who have not enrolled will not be able to file or access their EDGAR accounts.

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