News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

SEC 2026 XBRL Taxonomies Update

Earlier this year, the SEC’s EDGAR system was upgraded to EDGAR Release 26.1 and now supports the 2026 XBRL taxonomies. Each 2026 taxonomy is compatible only with other 2026 taxonomies—meaning filers cannot mix and match 2026 taxonomies with 2025 versions in a single submission.

Read More

Notice: EDGAR Will be Closed January 9

The EDGAR system will be closed on Thursday, January 9, 2025, as a mark of respect for James Early Carter, Jr., pursuant to President Biden’s recent executive order, according to an announcement from the SEC.

FilePoint 2025 Annual Calendar

2025 General filing deadlines and the SEC’s Holiday Calendar.

SEC Publishes Common Issues in Tailored Shareholder Reports

On November 8, 2024, the SEC’s Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) published key takeaways based on their review and monitoring of tailored shareholder report implementation. The staff has identified several recurring issues in this report.

The Division of Investment Management’s Disclosure Review and Accounting Office Publishes Takeaways on Common Issues Found in Review of Tailored Shareholder Reports

On November 8, 2024, the SEC’s Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) published key takeaways based on their review and monitoring of Tailored Shareholder Report (TSR) implementation. The staff has identified several recurring issues in this report.

NPX: Our Three Main Takeaways (and things you may want to consider in advance of July 2025)

If you were involved in the latest round of Form NPX filings, then you may have learned a thing or two about what goes into this updated process.

2025 Peak Filing Volume Dates for EDGAR

On October 22, 2024, the SEC announced the peak filing volume dates for the 2025 calendar year.

Form SHO: Draft Taxonomy, Scope, and Reporting Requirements

January 2025 is the first month that must be monitored, and if thresholds are crossed then the first Form SHO filing will be due February 14, 2025.

Reminder for Upcoming Compliance Deadlines Related to the Modernization of Beneficial Ownership Reporting

Last fall, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) under Sections 13(d) and 13(g).

Rule 13F-2 and Form SHO Compliance Date Approaching

Earlier this year, on January 2, 2024, the Securities and Exchange Commission (“SEC”) published to the Federal Register a new rule (Rule 13f-2) and a new form (Form SHO), pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

SEC Cracks Down on Widespread Reporting Failures and Delays

On September 17, 2024, the SEC announced charges against 11 institutional investment managers for failing to file Forms 13F.

Click below to view General Filing Deadlines and SEC Holidays

Regulatory Calendar

Additional Resources

Filter by Topic

Filter by Category

Stay up to date on the latest industry news and resources.

Filepoint

FilePoint is a 100% employee-owned regulatory tech company based in Raleigh, North Carolina. We’re a part of ViewPoint Partners, the parent company of both FilePoint and Fairview, which provides tailored support-service solutions for asset managers and investment advisers.

©2026 FilePoint®. All rights reserved.

1330 St. Mary’s St.
Suite 400
Raleigh, NC 27605

info@filepoint.com
919.706.4090