News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

Flash Reports
24 Mar, 2025

EDGAR Next Enrollment is Officially Open

The new EDGAR Filer Management dashboard is now live. Filers have 6 months to enroll before compliance is required.

Flash Reports
27 Jan, 2025

SEC Posts 2025 Names Rule FAQs

On January 8, the SEC’s Division of Investment Management issued new FAQs on the Investment Company Names Rule, which was amended in 2023. These amendments aim to increase shareholder protection by increasing the scope of funds required to adopt a policy to invest at least 80% of its assets based on the investment approach suggested by the fund name, as well as notice and recordkeeping requirements related to these policies.

Flash Reports
02 Jan, 2025

Notice: EDGAR Will be Closed January 9

The EDGAR system will be closed on Thursday, January 9, 2025, as a mark of respect for James Early Carter, Jr., pursuant to President Biden’s recent executive order, according to an announcement from the SEC.

Flash Reports
09 Dec, 2024
Tammy Lee

FilePoint 2025 Annual Calendar

2025 General filing deadlines and the SEC’s Holiday Calendar.

Flash Reports
04 Dec, 2024

SEC Publishes Common Issues in Tailored Shareholder Reports

On November 8, 2024, the SEC’s Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) published key takeaways based on their review and monitoring of tailored shareholder report implementation. The staff has identified several recurring issues in this report.

Flash Reports
04 Dec, 2024

The Division of Investment Management’s Disclosure Review and Accounting Office Publishes Takeaways on Common Issues Found in Review of Tailored Shareholder Reports

On November 8, 2024, the SEC’s Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) published key takeaways based on their review and monitoring of Tailored Shareholder Report (TSR) implementation. The staff has identified several recurring issues in this report.

Flash Reports
30 Oct, 2024

NPX: Our Three Main Takeaways (and things you may want to consider in advance of July 2025)

If you were involved in the latest round of Form NPX filings, then you may have learned a thing or two about what goes into this updated process.

Flash Reports
22 Oct, 2024

2025 Peak Filing Volume Dates for EDGAR

On October 22, 2024, the SEC announced the peak filing volume dates for the 2025 calendar year.

Flash Reports
16 Oct, 2024

Form SHO: Draft Taxonomy, Scope, and Reporting Requirements

January 2025 is the first month that must be monitored, and if thresholds are crossed then the first Form SHO filing will be due February 14, 2025.

Flash Reports
11 Oct, 2024

Reminder for Upcoming Compliance Deadlines Related to the Modernization of Beneficial Ownership Reporting

Last fall, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) under Sections 13(d) and 13(g).

Flash Reports
07 Oct, 2024

Rule 13F-2 and Form SHO Compliance Date Approaching

Earlier this year, on January 2, 2024, the Securities and Exchange Commission (“SEC”) published to the Federal Register a new rule (Rule 13f-2) and a new form (Form SHO), pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act.