News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

EDGAR
02 Oct, 2026

EDGAR Release 26.3: What Form 13F and XBRL Filers Need to Know

On September 14, 2026, the SEC deployed EDGAR Release 26.3, which corrects the Form 13F and 13F-CTR submission templates and retires the 2024 XBRL taxonomies. Here's what changed and what filers should do next.

Flash Reports
20 Jan, 2026

Schedule 13G, 13D, and 13F: What’s Due in February and How to File

February is a big month for several filings, including Schedule 13G, which transitioned to XML format last year.

Flash Reports
07 Jan, 2026

Amended Reg S-P: What Broker-Dealers and Fund Filers Need in Their Incident Response Program

The SEC adopted amendments to Reg S-P requiring broker-dealers, investment companies, registered investment advisors, and transfer agents to implement and maintain policies and procedures regarding an incident response program designed to detect, respond, and recover from unwarranted access or use of client information.

Flash Reports
22 Dec, 2025

EDGAR Holiday Closure: December 24–26, 2025

The EDGAR system will be closed on Wednesday, December 24, 2025 – December 26, 2025, in observance of Christmas.

Flash Reports
04 Dec, 2025

Form SHO Deadline Pushed to 2028: What Short Sellers Need to Know

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules. According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

Flash Reports
02 Dec, 2025

EDGAR Next Enrollment Deadline: What Happens If You Miss It

The final deadline to enroll in EDGAR Next is December 19th, 2025. Filers have until 10 p.m. ET to enroll. After this date, filers who have not enrolled will not be able to file or access their EDGAR accounts.

Flash Reports
25 Nov, 2025

Form SHO Deadline History: A Timeline of Delays

In the first quarter of 2025, firms were ready to comply with the new Rule 13f-2, which required monitoring short positions and filing Form SHO to report on certain short activity. The first Form SHO filing was set to be due on Valentine’s Day 2025, but the SEC pushed back the deadline to February 17, 2026. The question for 2026 is: Will Form SHO be delayed again?

Flash Reports
20 Nov, 2025

Filing Fee Exhibit FAQ: Common iXBRL Tagging Questions Answered

FilePoint has prepared a set of FAQs related to wiring filing fees to assist filers when preparing for any fee-bearing forms to avoid interruptions when filing. As a reminder, as of July 31, 2025, as part of the Filing Fee Disclosure and Payment Methods Modernization Rule, all fee-bearing forms will require the fee exhibit to be tagged with iXBRL.

Flash Reports
20 Nov, 2025

SEC Reopens After Shutdown: What Delays Filers Should Expect

The longest government shutdown in U.S. History officially ended on November 12th. Government employees are back at work, and the SEC has reopened. However, it may take time for the SEC to return to normal operations.

Flash Reports
19 Nov, 2025

Names Rule Amendments Explained: What Registered Funds Must Do

Earlier this year, the SEC extended the compliance date of the Investment Company Names Rule (the “names rule”), a move that affects all registered investment companies, BDCs, current and prospective fund investors.

Flash Reports
08 Oct, 2025

SEC Approves Multi-Share Class Fund Structure for Dimensional: What It Signals

The Securities and Exchange Commission (“SEC”) issued a notice to Dimensional Fund Advisors on September 29, 2025, granting their request to combine mutual funds and ETFs into a single investment vehicle, pending regulatory review.