News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

Flash Reports
04 Dec, 2025

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules. According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

Flash Reports
11 Aug, 2020

Proposed Amendments to Reporting and Disclosure Requirements

The SEC proposed a new set of amendments to mutual fund and exchange-traded fund disclosure requirements.

Flash Reports
04 Aug, 2020

SEC Adopts Rule Amendments on Proxy Voting Process

The SEC adopted rule amendments issuing additional guidance on proxy voting responsibilities of investment advisers.

Flash Reports
14 Jul, 2020

SEC Proposes Changes to Form 13F

The SEC proposed amendments to Form 13F reporting. The changes would affect the filing threshold for institutional advisers and several other requirements.

Flash Reports
19 May, 2020

Final Rule: SEC to Modernize Closed-End Fund Requirements

On April 8, 2020, the SEC adopted a new final rule which will modernize closed end fund reporting requirements.

News & Resources

SEC Order Delays Form SHO Deadline to 2028

Proposed Amendments to Reporting and Disclosure Requirements

SEC Adopts Rule Amendments on Proxy Voting Process

SEC Proposes Changes to Form 13F

Final Rule: SEC to Modernize Closed-End Fund Requirements

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