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News & Resources: Flash Reports

Flash Reports
14 Feb, 2024

Three Takeaways from the SEC’s Tailored Shareholder Reports Frequently Asked Questions

As most funds are in the throes of preparing for compliance with the new Tailored Shareholder Report (TSR) rules, the Securities and Exchange Commission (SEC) released a set of Frequently Asked Questions (FAQs) to help provide clarity on some questions the commission has received over the past several months.

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Flash Reports
24 Mar, 2020

How and Why to File Form N-LIQUID

The fluctuating circumstances caused by the COVID-19 virus may affect funds’ liquidity, triggering some of the SEC’s liquidity risk management initiatives.

Flash Reports
20 Mar, 2020

COVID-19 UPDATE: SEC to Allow Virtual Board Meetings

The SEC is providing regulatory relief to those who are significantly affected by the pandemic. The SEC is allowing for virtual board meetings to take place.

Flash Reports
19 Mar, 2020

COVID-19 UPDATE: SEC Regulatory Relief Provisions for Filings

As COVID-19 outbreaks continue, the SEC is taking steps to provide relief to firms and funds through delays in form filing and document delivery obligations.

Flash Reports
18 Mar, 2020

COVID-19 UPDATE: How the SEC Continues Response Efforts

As efforts to contain the COVID-19 virus expand worldwide, the SEC is focused on maintaining a fair and orderly market and continuing its own operations.

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