The new EDGAR Filer Management dashboard is now live. Filers have 6 months to enroll before compliance is required.
The SEC recently issued a statement temporarily amending certain SEC document retention requirements.
Many funds are making the transition to adopt accessibility standards in their organizations to be ADA compliant and to better serve all types of stakeholders.
The SEC proposed a new rule under Regulation S-T, Rule 15, which aims to make the EDGAR filing process more efficient, consistent, and reliable.
The SEC proposed a new set of amendments to mutual fund and exchange-traded fund disclosure requirements.
The SEC adopted rule amendments issuing additional guidance on proxy voting responsibilities of investment advisers.
The SEC proposed amendments to Form 13F reporting. The changes would affect the filing threshold for institutional advisers and several other requirements.
On April 8, 2020, the SEC adopted a new final rule which will modernize closed end fund reporting requirements.