News & Resources: Flash Reports

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules (Rule 10c-1a and 13f-2, respectively).  According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

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Amended Regulation S-P

On May 16th, 2024, the SEC adopted amendments to Regulation S-P requiring broker-dealers (including funding portals), investment companies, registered investment advisors, and transfer agents (“covered institutions”) to implement and maintain policies and procedures regarding an incident response program designed to detect, respond, and recover from unwarranted access or use of client information.

Notice: EDGAR Will be Closed Dec. 24 – Dec. 26

The EDGAR system will be closed on Wednesday, December 24, 2025 – December 26, 2025, in observance of Christmas.

SEC Order Delays Form SHO Deadline to 2028

On December 3, 2025, the SEC issued an order providing an exemption from compliance with the short position and short activity reporting rules (Rule 10c-1a and 13f-2, respectively).  According to the order, compliance with Rule 13f-2 and Form SHO is now delayed until January 2, 2028.

EDGAR Next Enrollment Period Ending Soon

The final deadline to enroll in EDGAR Next is December 19th, 2025. Filers have until 10 p.m. ET to enroll.  After this date, filers who have not enrolled will not be able to file or access their EDGAR accounts.

Form SHO Deadline Approaches: Will It Be Delayed Again?

What happened? In the first quarter of 2025, firms were ready to comply with the […]

Filing Fees FAQ

FilePoint has prepared a set of FAQs related to wiring filing fees to assist filers when preparing for any fee-bearing forms to avoid interruptions when filing. As a reminder, as of July 31, 2025, as part of the Filing Fee Disclosure and Payment Methods Modernization Rule, all fee-bearing forms will require the fee exhibit to be tagged with iXBRL.

SEC Reopens: What to Expect After the Shutdown

The longest government shutdown in U.S. History officially ended on November 12th. Government employees are back at work, and the SEC has reopened. However, it may take time for the SEC to return to normal operations.

Funds Names Rule Amendments

Earlier this year, the SEC extended the compliance date of the Investment Company Names Rule (the “names rule”), a move that affects all registered investment companies, BDCs, current and prospective fund investors.

SEC Issues Notice Granting Dimensional Fund Advisors’ Multi-Share Class Fund Structure Request

The Securities and Exchange Commission (“SEC”) issued a notice to Dimensional Fund Advisors on September 29, 2025, granting their request to combine mutual funds and ETFs into a single investment vehicle, pending regulatory review.

SEC Guidance on Government Shutdown: What Filers Should Know

A government shutdown is in effect as of Oct. 1, 2025, and this will impact some SEC operations related to filings. As of yesterday, the Division of Corporate Finance has updated their guidance during a government shutdown.

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