News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

Flash Reports
17 Sep, 2025

2025 Regulatory Agenda

SEC Chair Paul Atkins released a statement on Thursday, Sept. 4, 2025, announcing the Office of Information and Regulatory Affairs’ release of the Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions. The regulatory agenda outlines the SEC’s list of forthcoming rulemakings, including those that are in the pre-rule stage, proposed rule stage, and final rule stage for Spring 2025.

Resources
30 Mar, 2023

Form NPX Amendments

Enhanced Reporting of Proxy and Executive Compensation Votes

Resources
20 Mar, 2023

Variable Contracts Rule 498A

As of March 2020, the SEC adopted a new final rule, 498A, and form amendments which intend to modernize disclosure requirements and allow investors to make more informed decisions about variable annuity and variable life insurance contracts.

Resources
20 Mar, 2023

Tailored Shareholder Report Final Rule

The purpose of the Tailored Shareholder Report Final Rule is to enable investors to identify and access key information clearly and concisely.

Resources
20 Mar, 2023

Shareholder Reports Rule 30e-3

On June 4, 2018, the SEC adopted a final rule allowing certain funds the option (not required) to satisfy the obligation for delivering shareholder reports via “notice and access.”

Resources
20 Mar, 2023

iXBRL Tagging Requirements for Closed-End Funds

As part of the U.S. Securities and Exchange Commission’s Final Rule on Securities Offering Reform for Closed-End Investment Companies, closed-end funds and business development companies are required to submit Interactive Data Files (XBRL format) with compliance dates beginning August 1, 2022.

Resources
20 Mar, 2023

Inline XBRL

On June 28, 2018 the SEC issued a final rule requiring mutual funds to file iXBRL for risk/return summary information with the intention of improving the quality, usefulness and timeliness of the data.

Resources
20 Mar, 2023

Exhibit Hyperlinks

The SEC recently passed a new final rule regarding hyperlinking of exhibits within filings, as well as exhibit references in Part C of registration statements.

Resources
20 Mar, 2023

Helpful Links

We’ve rounded up some helpful links so you can quickly access the information you need.

Flash Reports
12 Jan, 2023

EDGAR Filing Requirements and Form 144 Filings

As part of the U.S. Securities and Exchange Commission’s Final Rule on Updating EDGAR Filing Requirements and Form 144 Filings, reporting companies are required, with compliance dates beginning on January 11, 2023, to submit certain documents electronically, including “glossy” annual reports, notices of exempt solicitations and preliminary roll-up communications, and notices of sales of securities of certain issuers.

Flash Reports
15 Dec, 2022

Amendments to Form 13F

The SEC recently adopted amendments to Form 13F, and the changes go into effect in less than a month, on January 3, 2023.