News & Resources

Whether you want to read the full article, or just get a quick overview that includes what it means for you, you’ll find the latest SEC-related news here.

EDGAR Next Enrollment is Officially Open

The new EDGAR Filer Management dashboard is now live. Filers have 6 months to enroll before compliance is required.

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Republican Members of House Financial Services Committee Outline Biden-Harris Era SEC Rules that Should be Withdrawn

On March 31, 2025, Chairman French Hill and all of the Republican members of the House Financial Services Committee sent interagency letters requesting the rescission, modification, or re-proposal of specific Biden-Harris administration actions to the Consumer Financial Protection Bureau, the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission (SEC).

EDGAR Next Enrollment is Officially Open

The new EDGAR Filer Management dashboard is now live. Filers have 6 months to enroll before compliance is required.

Compliance Dates for Amendments to Investment Company Names Rule to be Extended

On March 14, 2025, the SEC announced that the compliance date for the amendments to the Investment Company Act or “Names Rule” will be extended to June 11, 2026.

Updates to Fee-Related EDGAR Filings

The SEC announced on March 14, 2025, that fee-related filings submitted after 5:30 p.m. ET but before 10:00 p.m. ET will be accepted the same day starting April 14, 2025, provided they pass the necessary validation tests.

Rescheduled: New Filing Fee Fedwire Payment Format

The SEC released an announcement on February 7, 2025 that Fedwire Funds services will transition to the ISO 20022 message format starting on March 10, 2025.

Form SHO Deadline Pushed Back to 2026

The SEC issued a press release on Friday, February 7th, with a decision to provide a temporary exemption from compliance with Rule 13f-2 and Form SHO reporting until 2026. As a result of the exemption, the first reporting period will now be January 2026.

New Filing Fee Fedwire Payment Format in EDGAR Effective March 10, 2025

The SEC released an announcement on February 7, 2025 that Fedwire Funds services will transition to the ISO 20022 message format starting on March 10, 2025.

SEC Posts 2025 Names Rule FAQs

On January 8, the SEC’s Division of Investment Management issued new FAQs on the Investment Company Names Rule, which was amended in 2023. These amendments aim to increase shareholder protection by increasing the scope of funds required to adopt a policy to invest at least 80% of its assets based on the investment approach suggested by the fund name, as well as notice and recordkeeping requirements related to these policies.

Notice: EDGAR Will be Closed January 9

The EDGAR system will be closed on Thursday, January 9, 2025, as a mark of respect for James Early Carter, Jr., pursuant to President Biden’s recent executive order, according to an announcement from the SEC.

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